A permanent labor certification issued by the Department of
Labor (DOL) allows an employer to hire a foreign worker to work permanently in
the United States. In most instances, before the U.S. employer can submit an
immigration petition to the USCIS the employer must obtain an approved labor
certification request from the DOL's Employment and Training Administration
(ETA). The DOL must certify to the USCIS that there are no qualified U.S.
workers able, willing, qualified and available to accept the job at the
prevailing wage for that occupation in the area of intended employment and that
employment of the alien will not adversely affect the wages and working
conditions of similarly employed U.S. workers.
In December 2004, the ETA overhauled the operations of the permanent labor
certification program and implemented a new re-engineered permanent labor
certification program: Program Electronic Review
Management (commonly referred to as PERM).
PERM’s effective date was March 28, 2005. As of this date, applications for permanent labor
certification had to be filed under the PERM process at the appropriate
National Processing Center.
Qualifying Criteria
- Applications filed on or
after March 28, 2005, must file using the new PERM process and adhere to
the new PERM Regulations;
- The employer must hire the
foreign worker as a full-time employee;
- There must be a bona fide job
opening available to U.S. workers;
- Job requirements must adhere
to what is customarily required for the occupation in the U.S. and may not
be tailored to the worker's qualifications. In addition, the employer
shall document that the job opportunity has been and is being described
without unduly restrictive job requirements, unless adequately documented
as arising from business necessity; and
- The employer must pay at
least the prevailing wage for the occupation in the area of intended
employment.
Process for Filing
The application will be submitted to the DOL by the employer using the ETA Form
9089. However, all of the following steps must be taken before the application
can be filed:
- Prevailing wage. Prior to filing ETA Form 9089, the employer must
request a prevailing wage determination from the State Workforce Agency
(SWA) having jurisdiction over the proposed area of intended employment.
The employer is required to include on the ETA Form 9089 the SWA provided
information: the prevailing wage, the prevailing wage tracking number (if
applicable), the SOC/O*NET (OES) code, the occupation title, the skill
level, the wage source, the determination date, and the expiration date.
-
Pre-Filing Recruitment
Steps. All employers filing the ETA
Form 9089 (except for those applications involving college or university
teachers selected pursuant to a competitive recruitment and selection
process, Schedule A occupations, and sheepherders) must attest, in addition to a number of other
conditions of employment, to having conducted recruitment prior to filing
the application.
The employer must post notice
of the job opportunity for at least ten consecutive business days. The notice
period must be between 180 and 30 days before filing. The notice must contain
the salary, but may contain a wage range, so long as the lower level of the
range meets or exceeds the prevailing wage. The primary purpose of the posted
notice is to give employees an opportunity to comment on the application and
that the posted notice is not another way to recruit US workers. The notice
must include a statement that any person may provide documentary evidence
bearing on the application to the DOL Certifying Officer.
II. Use
of Other In-House Media
In addition to the printed
posted notice, the employer must use any and all in-house media, whether
electronic or printed, in accordance with normal procedures used for
recruitment for similar positions in the organization. This appears to allow
employers to avoid listing executive-level positions in in-house media if it is
not normal practice to do so. The ETA Form 9089 form does not specifically
require the employer to attest that he or she has advertised the job through in-house
media. Duration of the in-house media notification may be as long as other
comparable positions are posted.
The employer must place a job
order with the SWA for a period of 30 days. ETA Form 9089 requires the employer
to list the start and end date of the job order. These dates serve as
documentation of the job order.
The employer must place two
advertisements on two different Sundays in the newspaper of general circulation
in the area of intended employment. Both ads must be placed more than 30, but
not more than 180 days before filing. The ads may be placed on consecutive
Sundays. If the job is located in a rural area with no Sunday edition, the
employer may use the edition with the widest circulation. However, the use of a
suburban newspaper on a day other than Sunday is not allowed. Placement of the
ad under an inappropriate heading or keyword would be considered a failure to
make good-faith efforts to recruit U.S. workers.
The ad must list the name of
the employer, the geographic area of employment (only if the job site is
unclear, e.g., if applicants respond to a location other than the job site or
if the employer has multiple job sites), and a description of the vacancy
specific enough to apprise US workers of the job opportunity. The employer may include
minimum education and experience requirements or specific job duties in the ad
as long as those requirements also appear on ETA Form 9089. The ad must direct
applicants to send resumes or report to the employer, as appropriate. The
employer’s physical address is not required. A central office or post office
box may be designated for receipt of resumes. The ad need not include the
salary or a detailed listing of the job description and requirements. However,
if the ad does include the salary, the salary stated must meet or exceed the
prevailing wage.
Proof of publication is usually
supplied by the newspaper; however, the employer can also retain the original
page of the newspaper bearing the ad so long as it shows the name of the
publication and date. ETA Form 9089 requires the employer to list the name of
the newspaper and date of publication for each ad. If the job requires
experience and an advanced degree, the employer may use a professional journal
in lieu of one of the Sunday ads.
V. Three
Additional Recruitment Steps for Professional Jobs
The PERM regulation retains the
requirement in the proposed regulations that applications for professional jobs
must have additional recruitment. The list of permitted additional recruitment
steps under the PERM regulation include: 1) job fairs; (2) employer’s web site;
(3) job search web site other than employer’s; (4) on-campus recruiting; (5)
trade or professional organizations; or (6) private employment firms; (7) an
employee referral program, if it includes identifiable incentives; (8) a notice
of the job opening at a campus placement office, if the job requires a degree
but no experience; (9) local and ethnic newspapers, to the extent they are
appropriate for the job opportunity; and (10) radio and television
advertisements. Further, a web page generated in conjunction with a print ad
now counts as a website other than the employer’s. The additional recruitment
steps must take place no more than 180 days before filing. The employer is not
required to take different steps each month. Only one of the additional
recruitment steps may take place within 30 days of filing. Form ETA 9089
requires the employers to specify the dates of each additional recruitment
step.
Distinguishing
between Professional and Non-Professional Jobs
A professional job is a job for
which the attainment of a bachelor's or higher degree is a usual education
requirement. DOL published a list of professional occupations in Appendix A to
the PERM rule. Appendix A can be found at the DOL’s website. If the occupation
is listed on Appendix A, the employer must follow the recruitment regimen for
professional occupations. However, the employer may also use the additional
recruitment steps for other occupations; particularly for an occupation requiring
several years of experience in which the salary is more than $50,000 annually.
Once all of the recruitment is
complete (and prior to filing the ETA Form 9089), the employer must prepare a
recruitment report that describes the recruitment steps taken and the results. The
recruitment report is not filed with the application. It is kept on file at the
employer’s principal of business and only submitted in the event of an Audit by
a DOL Certifying Officer.
The employer should attach all
evidence of the recruitment to the report (i.e. page from newspaper showing the
ads, print-outs of the job order, etc.). The recruitment report must include
the number of hires and the number of US workers rejected, categorized by the
lawful job-related reasons for rejection. The employer must sign the
recruitment report.
Be sure to keep all of the
resumes received in response to the recruitment efforts sorted by the reasons
for rejection. In the event of an Audit, the DOL may also request these.
The employer has the option of filing the ETA Form 9089
electronically (using web-based forms and
instructions) or by mail.
A. Online
Filing. The Department of Labor recommends
that employers file electronically. Not only is electronic filing, by its
nature, faster, but it will also ensure the employer has provided all required
information, as an electronic application can not be submitted if the required
fields are not completed. The employer can access a customer-friendly web site
(www.plc.doleta.gov) and, after registering
and establishing an account, electronically fill out and submit an Application
for Permanent Employment Certification, ETA Form 9089.
Registration for online filing: The electronic Online Permanent System requires employers
to set up individual accounts. An employer must set up a profile by selecting
the appropriate profile option in the Online System. Once an employer has
registered and the registration is approved, the DOL will send two emails: one
will have the username and password and the other will provide a 4 digit pin
number. An employer will need the username and password to log into the online
system and prepare the application. The 4 digit pin is needed to submit the
application electronically (file it).
B. Application. Once all of the required steps have been taken and
the employer has received their registration/log on information from the DOL, the
employer must complete an Application for Permanent Employment Certification (ETA Form 9089). The application describes
in detail the job duties, educational requirements, training, experience, and
other special capabilities the employee must possess to do the work, and a
statement of the prospective immigrant's qualifications. The application will
list all of the recruitment steps taken as well.
C.
Signature requirement. Applications submitted by mail must contain the original signature of the
employer, alien, and preparer, if applicable, when they are received by the
processing center. Applications filed electronically must, upon receipt of the
labor certification issued by ETA, be signed immediately by the employer,
alien, and preparer, if applicable, in order to be valid.
After the application has been filed, the DOL may request
evidence of the recruitment. In this event, the employer will submit the Recruitment
Report (discussed above).
Once a decision has been made, the DOL will update the online
system as well as mail an original decision to the employer. If the labor
certification is certified, the employer will then file the I-140 Immigrant
Visa Petition on behalf of the alien. If it is denied, the employer will have
the option of correcting the errors and refilling; or, filing a motion to
reconsider within 30 days of the denial.
The employer is required to
retain all supporting documentation for five years from the date of filing the Application
for Permanent Employment Certification. For example, the SWA prevailing wage
determination documentation is not submitted with the application, but it must
be retained for a period of five years from the

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